{"id":17365,"date":"2021-03-20T15:38:08","date_gmt":"2021-03-20T15:38:08","guid":{"rendered":"https:\/\/swissfinanciers.com\/?p=17365"},"modified":"2021-03-30T13:28:46","modified_gmt":"2021-03-30T13:28:46","slug":"standard-documentation-of-a-securities-issuer","status":"publish","type":"post","link":"https:\/\/swissfinanciers.com\/ja\/standard-documentation-of-a-securities-issuer\/","title":{"rendered":"\u8a3c\u5238\u767a\u884c\u8005\u306e\u6a19\u6e96\u6587\u66f8"},"content":{"rendered":"<div data-elementor-type=\"wp-post\" data-elementor-id=\"17365\" class=\"elementor elementor-17365\" data-elementor-post-type=\"post\">\n\t\t\t\t\t\t<section class=\"elementor-section elementor-top-section elementor-element elementor-element-3ddc5fe4 elementor-section-boxed elementor-section-height-default elementor-section-height-default\" data-id=\"3ddc5fe4\" data-element_type=\"section\">\n\t\t\t\t\t\t<div class=\"elementor-container elementor-column-gap-default\">\n\t\t\t\t\t<div class=\"elementor-column elementor-col-100 elementor-top-column elementor-element elementor-element-33e31ba5\" data-id=\"33e31ba5\" data-element_type=\"column\">\n\t\t\t<div class=\"elementor-widget-wrap elementor-element-populated\">\n\t\t\t\t\t\t<div class=\"elementor-element elementor-element-fa787f9 elementor-widget elementor-widget-theme-post-featured-image elementor-widget-image\" data-id=\"fa787f9\" data-element_type=\"widget\" data-widget_type=\"theme-post-featured-image.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t<img fetchpriority=\"high\" decoding=\"async\" width=\"1000\" height=\"642\" src=\"https:\/\/swissfinanciers.com\/wp-content\/uploads\/axyZszOBjM.jpg\" class=\"attachment-large size-large wp-image-18784\" alt=\"\" srcset=\"https:\/\/swissfinanciers.com\/wp-content\/uploads\/axyZszOBjM.jpg 1000w, https:\/\/swissfinanciers.com\/wp-content\/uploads\/axyZszOBjM-300x193.jpg 300w, https:\/\/swissfinanciers.com\/wp-content\/uploads\/axyZszOBjM-768x493.jpg 768w, https:\/\/swissfinanciers.com\/wp-content\/uploads\/axyZszOBjM-16x10.jpg 16w\" sizes=\"(max-width: 1000px) 100vw, 1000px\" \/>\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<div class=\"elementor-element elementor-element-5fd7f87 elementor-widget elementor-widget-theme-post-title elementor-page-title elementor-widget-heading\" data-id=\"5fd7f87\" data-element_type=\"widget\" data-widget_type=\"theme-post-title.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t<h1 class=\"elementor-heading-title elementor-size-default\">\u8a3c\u5238\u767a\u884c\u8005\u306e\u6a19\u6e96\u6587\u66f8<\/h1>\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<div class=\"elementor-element elementor-element-d6bb886 elementor-widget elementor-widget-text-editor\" data-id=\"d6bb886\" data-element_type=\"widget\" data-widget_type=\"text-editor.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t\t\t<p>\u3092\u8aac\u660e\u3057\u305f\u5f8c\u3001 <strong>\u878d\u8cc7<\/strong> \u524d\u56de\u306e\u8a18\u4e8b\u3067\u539f\u5247\u3092\u8aac\u660e\u3057\u307e\u3057\u305f\u304c\u3001\u4eca\u56de\u306f\u8a3c\u5238\u767a\u884c\u8005\u306e\u6a19\u6e96\u6587\u66f8\u306b\u3064\u3044\u3066\u8aac\u660e\u3057\u307e\u3059\u304c\u3001\u958b\u793a\u539f\u5247\u3068\u958b\u793a\u6587\u66f8\u306b\u3064\u3044\u3066\u3082\u3046\u4e00\u5ea6\u8aac\u660e\u3059\u308b\u5fc5\u8981\u304c\u3042\u308b\u3068\u611f\u3058\u3066\u3044\u307e\u3059\u3002<\/p>\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<div class=\"elementor-element elementor-element-a955317 elementor-widget elementor-widget-heading\" data-id=\"a955317\" data-element_type=\"widget\" data-widget_type=\"heading.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t<h3 class=\"elementor-heading-title elementor-size-default\">\u958b\u793a<\/h3>\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<div class=\"elementor-element elementor-element-8dd1b15 elementor-widget elementor-widget-text-editor\" data-id=\"8dd1b15\" data-element_type=\"widget\" data-widget_type=\"text-editor.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t\t\t<p>\u8cc7\u672c\u304c\u6b32\u3057\u3044\u4eba\u306f\u3001\u305d\u308c\u3092\u8981\u6c42\u3059\u308b\u3053\u3068\u306a\u304f\u3001\u898b\u8fbc\u5ba2\u306b\u8cc7\u672c\u3092\u63d0\u4f9b\u3057\u306a\u3051\u308c\u3070\u306a\u308a\u307e\u305b\u3093\u3002\u6b63\u78ba\u304b\u3064\u5b8c\u5168\u306a\u610f\u898b\u3092\u5f62\u6210\u3059\u308b\u3053\u3068\u3092\u53ef\u80fd\u306b\u3059\u308b\u3001\u307e\u305f\u306f\u6295\u8cc7\u5bb6\u3068\u3057\u3066\u306e\u5224\u65ad\u306b\u5f71\u97ff\u3092\u4e0e\u3048\u308b\u3053\u3068\u304c\u3067\u304d\u308b\u3088\u3046\u306a\u6027\u8cea\u306e\u91cd\u8981\u306a\u60c5\u5831\u3002<\/p><p>\u597d\u610f\u7684\u3067\u3042\u308d\u3046\u3068\u306a\u304b\u308d\u3046\u3068\u3001\u865a\u507d\u306e\u60c5\u5831\u3092\u63d0\u4f9b\u3057\u305f\u308a\u3001\u5b9f\u969b\u306e\u60c5\u5831\u3092\u7701\u7565\u3057\u305f\u308a\u3059\u308b\u3068\u3001\u30d7\u30ed\u30bb\u30b9\u304c\u9045\u308c\u3001\u4fb5\u5bb3\u8005\u304c\u5371\u967a\u306b\u3055\u3089\u3055\u308c\u308b\u3053\u3068\u306b\u306a\u308a\u307e\u3059\u3002 <strong>\u6c11\u4e8b\u8cac\u4efb\u3068\u5211\u4e8b\u5236\u88c1<\/strong>.<\/p>\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<div class=\"elementor-element elementor-element-095c85b elementor-widget elementor-widget-heading\" data-id=\"095c85b\" data-element_type=\"widget\" data-widget_type=\"heading.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t<h3 class=\"elementor-heading-title elementor-size-default\">\u6a19\u6e96\u7684\u306a\u958b\u793a\u66f8\u985e<\/h3>\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<div class=\"elementor-element elementor-element-a705af8 elementor-widget elementor-widget-text-editor\" data-id=\"a705af8\" data-element_type=\"widget\" data-widget_type=\"text-editor.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t\t\t<p><strong>\u6295\u8cc7\u5bb6\u306f\u3001\u8cc7\u91d1\u8abf\u9054\u3092\u6c42\u3081\u308b\u767a\u884c\u8005\u304b\u3089\u6b21\u306e\u6587\u66f8\u3092\u671f\u5f85\u3057\u3066\u3044\u307e\u3059\u3002<\/strong><\/p><ul><li>\u5b8c\u4e86 <strong>\u76e3\u67fb\u6e08\u307f\u8ca1\u52d9\u8af8\u8868\u3068\u76e3\u67fb\u4eba\u306e\u30e1\u30e2<\/strong> \u4f1a\u793e\u8a2d\u7acb\u306e\u65e5\u304b\u3089\u3001\u4f1a\u793e\u304c 7 \u5e74\u4ee5\u4e0a\u7d4c\u904e\u3057\u3066\u3044\u308b\u5834\u5408\u306f\u3001\u5c11\u306a\u304f\u3068\u3082\u904e\u53bb 3 \u5e74\u9593\u3002<\/li><li>\u3042\u308b <strong>\u77ed\u3044\u6982\u8981<\/strong> \u6295\u8cc7\u5bb6\u304c\u767a\u884c\u8005\u306e\u8a3c\u5238\u767a\u884c\u306b\u6295\u8cc7\u3059\u308b\u3053\u3068\u306b\u8208\u5473\u304c\u3042\u308b\u304b\u3069\u3046\u304b\u3092\u8fc5\u901f\u306b\u8a55\u4fa1\u3059\u308b\u305f\u3081\u306e 1 \uff5e 2 \u30da\u30fc\u30b8\u306e\u60c5\u5831\u3067\u3059\u3002<\/li><li>\u3042\u308b <strong>Web\u30b5\u30a4\u30c8<\/strong> \u6295\u8cc7\u5bb6\u304c\u767a\u884c\u8005\u304c\u4e00\u822c\u306e\u4eba\u3005\u306b\u3069\u306e\u3088\u3046\u306b\u73fe\u308c\u3066\u3044\u308b\u304b\u3092\u7406\u89e3\u3067\u304d\u308b\u3088\u3046\u306b\u5b8c\u5168\u306b\u6587\u66f8\u5316\u3055\u308c\u3066\u3044\u307e\u3059\u3002<\/li><li>\u3042\u308b <strong>\u30d0\u30b8\u30a7\u30c3\u30c8<\/strong>\u3001\u79c1\u306e\u8a18\u4e8b\u3067\u8aac\u660e\u3057\u305f\u3088\u3046\u306b\u3001\u4e88\u60f3\u3055\u308c\u308b\u8ca1\u52d9\u7d50\u679c\u3092\u793a\u3059\u524d\u63d0\u6761\u4ef6\u3068\u8ca1\u52d9\u4e88\u6e2c\u304c\u542b\u307e\u308c\u307e\u3059\u3002\u6295\u8cc7\u5bb6\u306b\u30b3\u30b9\u30c8\u306e\u8cb7\u3044\u7269\u30ea\u30b9\u30c8\u3060\u3051\u3092\u898b\u305b\u306a\u3044\u3067\u304f\u3060\u3055\u3044\u3002\u305d\u3046\u3057\u306a\u3044\u3068\u3001\u4e00\u92ad\u3082\u8abf\u9054\u3067\u304d\u306a\u304f\u306a\u308a\u307e\u3059\u3002<\/li><li>\u3042\u308b <strong>\u958b\u793a\u66f8\u985e <\/strong>\u305d\u308c\u306b\u3064\u3044\u3066\u306f\u5f8c\u307b\u3069\u8a73\u3057\u304f\u8aac\u660e\u3057\u307e\u3059\u3002<\/li><\/ul>\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<div class=\"elementor-element elementor-element-eb20953 elementor-widget elementor-widget-heading\" data-id=\"eb20953\" data-element_type=\"widget\" data-widget_type=\"heading.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t<h3 class=\"elementor-heading-title elementor-size-default\">\u958b\u793a\u6587\u66f8<\/h3>\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<div class=\"elementor-element elementor-element-f4133e5 elementor-widget elementor-widget-text-editor\" data-id=\"f4133e5\" data-element_type=\"widget\" data-widget_type=\"text-editor.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t\t\t<p>\u60c5\u5831\u306f\u6b21\u306e\u5f62\u5f0f\u3067\u63d0\u4f9b\u3055\u308c\u307e\u3059\u3002 <strong>\u76ee\u8ad6\u898b\u66f8<\/strong> \u3068\u547c\u3070\u308c\u308b <strong>\u958b\u793a\u66f8\u985e<\/strong> \u554f\u984c\u306e\u8aac\u660e\u306f\u591a\u304b\u308c\u5c11\u306a\u304b\u308c\u5b8c\u5168\u3067\u3042\u308a\u3001\u3044\u304f\u3064\u304b\u306e\u6307\u5b9a\u304c\u3042\u308b\u5834\u5408\u304c\u3042\u308a\u307e\u3059\u3002<\/p><p>\u306e <strong>\u958b\u793a\u66f8\u985e<\/strong> \u3068 <strong>\u76ee\u8ad6\u898b\u66f8<\/strong> \u306f\u4e00\u822c\u7684\u306a\u7528\u8a9e\u3067\u3059\u3002<\/p><p>\u306e <strong>\u307e\u3068\u3081<\/strong>, <strong>\u6982\u8981<\/strong> \u307e\u305f <strong>\u30a8\u30b0\u30bc\u30af\u30c6\u30a3\u30d6\u30b5\u30de\u30ea\u30fc<\/strong> \u3053\u308c\u306f\u3001\u6295\u8cc7\u898b\u8fbc\u307f\u5ba2\u306e\u5229\u76ca\u3092\u5224\u65ad\u3059\u308b\u3053\u3068\u306b\u9650\u5b9a\u3055\u308c\u308b\u6982\u8981\u3067\u3059\u3002<\/p><p>\u306e <strong>PPM<\/strong>,<strong> \u79c1\u52df\u899a\u66f8<\/strong> \u307e\u305f <strong>POM<\/strong>, <strong>\u79c1\u52df\u899a\u66f8<\/strong> \u975e\u516c\u958b\u767a\u884c\u3092\u8aac\u660e\u3059\u308b\u76ee\u8ad6\u898b\u66f8\u3092\u6307\u5b9a\u3059\u308b\u7528\u8a9e\u3067\u3059\u3002<\/p><p>\u306e <strong>\u4e88\u5099\u76ee\u8ad6\u898b\u66f8<\/strong> \u307e\u305f <strong>\u30ec\u30c3\u30c9\u30cb\u30b7\u30f3<\/strong> \u516c\u958b\u9298\u67c4\u3092\u8aac\u660e\u3059\u308b\u4eee\u76ee\u8ad6\u898b\u66f8\uff08\u4fa1\u683c\u3084\u767a\u884c\u65e5\u306e\u306a\u3044\uff09\u3092\u6307\u3059\u7528\u8a9e\u3067\u3059\u3002<\/p><p>\u306e <strong>\u516c\u52df\u76ee\u8ad6\u898b\u66f8<\/strong> \u516c\u52df\u3092\u8aac\u660e\u3059\u308b\u76ee\u8ad6\u898b\u66f8\u3092\u6307\u3059\u7528\u8a9e\u3067\u3059\u3002<\/p>\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<div class=\"elementor-element elementor-element-a507a31 elementor-widget elementor-widget-heading\" data-id=\"a507a31\" data-element_type=\"widget\" data-widget_type=\"heading.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t<h3 class=\"elementor-heading-title elementor-size-default\">\u30b5\u30dd\u30fc\u30c8\u6587\u66f8<\/h3>\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<div class=\"elementor-element elementor-element-bb11f33 elementor-widget elementor-widget-text-editor\" data-id=\"bb11f33\" data-element_type=\"widget\" data-widget_type=\"text-editor.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t\t\t<ol><li>\u3042\u308b <strong>\u4e8b\u696d\u8a08\u753b<\/strong> \u4f1a\u793e\u3084\u30d7\u30ed\u30b8\u30a7\u30af\u30c8\u306e\u8a2d\u7acb\u3084\u767a\u5c55\u306e\u305f\u3081\u306e\u8a73\u7d30\u306a\u8a08\u753b\u3002<br \/><h2>\u4e8b\u696d\u8a08\u753b\u306f\u8cc7\u91d1\u8abf\u9054\u306e\u305f\u3081\u306b\u6c7a\u3057\u3066\u4f7f\u7528\u3055\u308c\u308b\u3079\u304d\u3067\u306f\u3042\u308a\u307e\u305b\u3093\u3002<\/h2><\/li><li>\u3042\u308b <strong>\u7af6\u5408\u5206\u6790<\/strong> \u7af6\u5408\u4ed6\u793e\u3092\u7279\u5b9a\u3057\u3001\u305d\u306e\u6226\u7565\u3092\u8a55\u4fa1\u3057\u3066\u3001\u767a\u884c\u8005\u306e\u88fd\u54c1\u307e\u305f\u306f\u30b5\u30fc\u30d3\u30b9\u3068\u6bd4\u8f03\u3057\u3066\u7af6\u5408\u4ed6\u793e\u306e\u5f37\u307f\u3068\u5f31\u307f\u3092\u5224\u65ad\u3057\u307e\u3059\u3002\u7af6\u5408\u5206\u6790\u306f\u3001\u767a\u884c\u8005\u306e\u30de\u30fc\u30b1\u30c6\u30a3\u30f3\u30b0\u8a08\u753b\u306e\u91cd\u8981\u306a\u90e8\u5206\u3067\u3059\u3002<\/li><li>\u30de\u30fc\u30b1\u30c6\u30a3\u30f3\u30b0\u8a08\u753b<\/li><li>\u884c\u52d5\u8a08\u753b<\/li><\/ol>\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/section>\n\t\t\t\t<\/div>","protected":false},"excerpt":{"rendered":"<p>After describing the Financing principle in a previous article, it is now time to describe the Standard Documentation of a Securities Issuer but I feel obliged to repeat the Disclosure Principle and the Disclosure Document. Disclosure Who wants a Capital must provide to any Prospect without it requiring it. Any material information of such a nature as to enable it to form an exact and complete opinion or to be able to affect its judgment as an Investor. PROVIDING FALSE INFORMATION, OMITTING REAL INFORMATION, FAVORABLE OR NOT delays the process and exposes the infringer to civil liabilities and criminal sanctions. Standard Disclosure Documents Investors expect the following documentation from an &#8230; <a title=\"\u8a3c\u5238\u767a\u884c\u8005\u306e\u6a19\u6e96\u6587\u66f8\" class=\"read-more\" href=\"https:\/\/swissfinanciers.com\/ja\/standard-documentation-of-a-securities-issuer\/\" aria-label=\"Standard Documentation of a Securities Issuer \u306b\u3064\u3044\u3066\u3055\u3089\u306b\u8aad\u3080\">\u7d9a\u304d\u3092\u8aad\u3080<\/a><\/p>","protected":false},"author":1,"featured_media":18784,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"wds_primary_category":0,"footnotes":""},"categories":[56],"tags":[],"class_list":["post-17365","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-knowledge"],"_links":{"self":[{"href":"https:\/\/swissfinanciers.com\/ja\/wp-json\/wp\/v2\/posts\/17365","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/swissfinanciers.com\/ja\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/swissfinanciers.com\/ja\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/swissfinanciers.com\/ja\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/swissfinanciers.com\/ja\/wp-json\/wp\/v2\/comments?post=17365"}],"version-history":[{"count":0,"href":"https:\/\/swissfinanciers.com\/ja\/wp-json\/wp\/v2\/posts\/17365\/revisions"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/swissfinanciers.com\/ja\/wp-json\/wp\/v2\/media\/18784"}],"wp:attachment":[{"href":"https:\/\/swissfinanciers.com\/ja\/wp-json\/wp\/v2\/media?parent=17365"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/swissfinanciers.com\/ja\/wp-json\/wp\/v2\/categories?post=17365"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/swissfinanciers.com\/ja\/wp-json\/wp\/v2\/tags?post=17365"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}